Topic Series Taster: What You Need to Know Your Customer (Jul-Sep 2014)
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Elizabeth Trudell Vendor Market Overview - Know Your Customer
Tuesday, 23rd September 2014

FreePint presents an overview of some key vendors in the Know Your Customer (KYC) space. The table identifies key vendor products, briefly describes their key features, notes the geographic scope, singles out any special features of each service and notes what kinds of regulation it addresses, such as KYC, Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT).

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Sophie Alexander KYC Survey Findings from Dow Jones, KPMG and Thomson Reuters
Wednesday, 6th August 2014

2013 was a year of significant global regulatory change in the area of compliance. This resulted in more intensive oversight from regulators globally along with record fines and an increased focus on the actions of senior managers. This article highlights the findings of three recent surveys carried out by Dow Jones, KPMG and Thomson Reuters and gives an overview of how regulatory change has impacted on business decisions and some of the key trends in this area.

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Andrew Lucas Changing Compliance Culture in the Financial Sector
Thursday, 24th July 2014

In a speech at the annual Thomson Reuters Compliance & Risk Summit Tracey McDermott of the UK Financial Conduct Authority spoke about the change in focus of the regulator towards corporate culture and the enforcement of personal liability by management. The shift from rules-based regulation to the harder to measure compliance culture may require information managers to review the compliance information in their organisation and who receives it.

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