Victoria Brocklehurst is the knowledge development lawyer for Berwin Leighton Paisner"s Financial Services and Markets Group, responsible for the group"s know-how, training needs and the monitoring of legal and market developments.
Victoria has wide experience of advising financial institutions on all aspects of financial services regulation, gained both in-house and in private practice.
Articles by Victoria Brocklehurst:
The Global Regulatory Environment: Key Issues for Compliance Teams
Friday, 11th October 2013
Ensuring compliance with the rules of a home regulator alone has become increasingly challenging, but add to this enhanced regulation in all markets in which a global financial services institution operates, then firms have an unenviable task to ensure compliance. Matthew Baker and Victoria Brocklehurst examine the key issues for compliance teams, from differences of approach between jurisdictions to conflicting approaches between initiatives and planning for the impact of new controls.
The Global Regulatory Environment: Regulatory Risks for Businesses
Thursday, 10th October 2013
Identifying the regulatory risks for global organisations is an increasingly-complex task as the amount of regulation and legislation faced by the financial services industry continues to grow at an alarming rate. Victoria Brocklehurst and Matthew Baker explain the differences of approach to compliance between countries and jurisdictions. They outline key risks which compliance teams should consider, from extra-territoriality to the varying rules surrounding the marketing of products into different jurisdictions.
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